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The Control chart is the fundamental tool of Statistical Process Control (SPC).

 

A Process Control Primer


Feb. 24, 2000

By Elizabeth Clarkson
Copyright ©2000, Elizabeth Clarkson

Adapted from the original which appeared in the Mar/Apr 96 issue of Desktop Engineering Magazine, www.deskeng.com.

The fundamental tool of statistical process control (SPC) is the control chart. Control charts plot data in time-sequential order, left to right. There are three straight lines on the charts: a center line and upper and lower control limits. If a sample lies outside the limits, you must stop your process and take corrective action.

There are two basic kinds of control charts: the x bar chart and the R chart. The x bar chart measures the average of the process; the R chart measures its dispersion, or variability. The two are always used in conjunction.

Variation is a natural part of all processes. Control charts allow you to distinguish between normal, expected variation, called common cause variations, and unusual variations, known as special cause variations, which require action. Common cause variations should be ignored; responding to changes within the control limits actually decreases output quality.

Building the R Chart

The R chart tracks intra-sample variability. R stands for range: the distance between the high and low measurements for a particular sample.

R bar, the average of all ranges, becomes the centerline for the R chart, the line from which process deviation is measured.

R = high measurement - low measurement
N = number of samples



The upper and lower control limits (UCL and LCL) are computed based on R bar and a pair of constants D3 and D4, which depend on the sample size and must be looked up in a table of control chart constants.



A sample that falls above the upper control limit indicates a problem in the process. One main goal of quality control is the reduction of variability. A sample that falls below the lower control limit - an extremely rare occurrence - represents uncommonly low variability. It's worth responding to, not in order to correct the situation, but to try to repeat it.

Building the chart

The x bar chart tracks sample-to-sample variability. Samples of the process output - one or more consecutively produced parts - are taken at intervals. The average is computed for each sample.



n = the sample size

N = the number of samples

xi - individual data points

The average of all the averages (also called the Grand Average) is then computed. This becomes the centerline of the x bar control chart.

S is the standard deviations of the process. This is estimated from the sample data, thus:


R is the range for each sample and R bar is the average of the ranges. d2 is another constant that varies with sample size and must be looked up in a table of control chart constants.

With the small sample sizes typical of SPC, a formula based on the range of the samples - the differences between the high and low measurements - provides a better estimate of the standard deviation than does the standard formula for s printed in a statistics textbook:







A data set consisting of averages will follow a normal distribution. (There's a nifty theory in statistics, called the Central Limit Theorem, that proves this.) In a normal distribution, 99.73% of the data will fall within 3s (standard deviations) of means. If you set the limits of your x bar chart at 3s from the Grand Average, no more than 3 out of 1,000 sample averages should fall beyond these limits. A sample with an average beyond these control limits indicates a problem with the process.

Process Capability

Process capability is the ratio of the width of your manufacturing tolerances to the natural variability of the manufacturing process. Cpk, the measure of process capability, is the smaller of:







The higher the value for Cpk the better. A process with a Cpk of around 1.3 or better is up to the task. A process with a Cpk of 1.0, can, on its best day, just barely pull off the job in question. If Cpk is less than 1.0, some out-of-tolerance output is inevitable.

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