How the Mind Works asks the question, Why do
humans act the way they do? The answer, according to
Steven Pinker, is at once simple, deep, and pervasive: we
act the way we do because we have been shaped by millions
of years of evolution:
Darwin insisted that his theory explained not just
the complexity of an animal's body, but the
complexity of its mind. "Psychology will be
based on a new foundation," he famously
predicted at the end of The Origin of Species.
But Darwin's prophecy has not yet been fulfilled.
More than a century after he wrote those words, the
study of the mind is still mostly Darwin-free, often
defiantly so. Evolution is said to be irrelevant,
sinful, or fit only for speculation over a beer at
the end of the day.
Pinker's goal throughout How the Mind Works
is to convince us that, in fact, an evolutionary approach
is central to "reverse engineering" the mind.
In this he largely succeeds, and, as is so often the case
in accounts of evolution, he does so through sheer weight
of evidence. There are innumerable aspects of the mind
that can be quite reasonably explained by natural
selection, and Pinker goes through them all until even a
skeptic would have trouble dismissing them.
For nonskeptics, of course, who are already
predisposed to think of the brain as just another bodily
organ, Pinker's explanations are even easier to swallow.
Natural selection, once the light bulb goes on and you
understand it properly, is so immensely powerful as an
explanatory theory that it's hard to ever again consider any
aspect of any form of life--body or
brain--without being easily convinced that it's a product
of evolution.1
Still, it's the specific explanations for the
various attributes of mind that are most interesting, and
this raises the biggest problem in Pinker's book, namely
that it's pretty easy to come up with multiple
explanations for any adaptation you can think of, all of
which are plausible from an evolutionary point of view
but none of which can really be proven. In the end,
Pinker offers plenty of explanations of his own, and they
are mostly pretty convincing, but, really, who knows?
Even if the basic evolutionary structure of the mind
remains unchallenged, it's quite possible that every
single specific explanation in How the Mind Works
could turn out to be wrong. Or not.
So with that caveat out of the way, what does Pinker
have to say? Here's a sampling:
- Pinker's primary goal is to explain human thought
via the "computational theory of mind,"
a fairly recent recent model that treats the
brain as a collection of specialized modules,
each of which does something that at one time or
another was evolutionarily useful. I'm fond of
this model myself, but Pinker goes on to deflate
my preconceptions by warning that "the claim
is not that the brain is like commercially
available computers":
To explain how birds fly, we invoke principles
of lift and drag and fluid mechanics that also
explain how airplanes fly. This does not commit
us to an Airplane Metaphor for birds, complete
with jet engines and complimentary beverage
service.
However, despite this warning, Pinker goes pretty
far down the road of treating the brain an awful lot
like the commercially available computers he cautions
against, right down to "logical and statistical
operations directed by comparisons, tests, branches,
loops, and subroutines embedded within
subroutines":
Human thought and behavior, no matter how
subtle and flexible, could be the product of a
very complicated program, and that program may
have been our endowment from natural selection.
The typical imperative from biology is not
"Thou shalt...," but
"If...then...else."
- If the mind has been shaped by the iron hand of
evolution, does that mean that environment plays
little part in shaping our personalities and our
culture? Pinker gives one of the best answers
I've seen to this question:
If the mind has a complex innate structure,
that does not mean that learning is
unimportant....It's not that the claim that there
is an interaction between innate structure and
learning (or between heredity and environment,
nature and nurture, biology and culture) is
literally wrong. Rather, it falls into the
category of ideas that are so bad they are not
even wrong.
As Pinker points out, having lots of complex,
innate structure makes us respond more
acutely to input from our environment, not less.
- Why is the mind so overdeveloped? The evidence
seems to indicate that humans have way more
intelligence than they could possibly have made
use of 100,000 years ago, so what adaptive
purpose did it serve? Pinker offers up a recent
theory that claims it was due to a sort of arms
race between cheaters and people trying to detect
cheating. Just as peacocks' tails became bigger
and bigger due to competition between males, even
to the point where they were positively
detrimental to the peacocks' health, the human
mind developed because this made it more
effective in finding ways to deceive fellow
humans in social situations. This in turn caused
humans to become ever more sensitive to deceit,
and so forth. It is only by chance, Pinker says,
that the same faculties that allow us to deceive
and to detect deceit are also pretty useful for
performing calculus and creating Web pages.
- Why do we have violent emotions? In what
scenarios is it actually better to lose
control of yourself rather than acting coolly and
rationally? Once again, the answer has to do with
social interaction. Humans are forever
negotiating with each other, and the core problem
of negotiation is convincing your adversary that
you have made your best offer and are unwilling
to back down any further. One way of doing this,
Pinker suggests, is to become furious: when you
visibly lose control your adversary knows that
he's gotten as good a deal as he's going to get
and it's time to compromise. This also helps
explain why emotions are mirrored so directly in
our facial expressions: it's necessary to
advertise your emotions in order to convince your
opponents that you've really lost
control and aren't just faking it. (Of course,
over time humans have, in fact, gotten better at
faking it, and also gotten better at detecting
fakery. This is part of the arms race described
above. However, the quality of fakery is
inherently limited because the facial expressions
of genuine emotions are controlled by a different
part of the brain than fake emotions, and it is
extremely difficult to learn the muscle control
necessary to do a first class job of faking
emotion.)
- Why do autostereograms work (you know, those
random dot patterns that turn into 3-D pictures
if you stare at them long enough)? Pinker uses
this as the springboard to a lengthy chapter on
how our visual system evolved, which does a good
job of describing just how sophisticated and
flexible our eyes really are. Here's the nickel
version of how autostereograms work:
- First, consider that humans have two eyes,
each of which sees a slightly different view
of the world. How does the brain decide that
a particular speck in one eye and a
particular speck in the other eye are
actually the same object? Two things are at
work:
- First, the brain has some highly specialized
centers that process visual data and compare
the input from both eyes. If a similar
feature is seen in almost the same place in
both eyes, the processing center merges the
two views, interprets the feature as a single
object, and creates a 3-D view of it in our
mind.
- Second, if you look at something close up,
your eyes converge. If you look at something
far away, they diverge. If you look at
something very far away, they
diverge until they are nearly parallel. The
brain decides whether things are in
"almost the same place"--and merges
the views coming from each eye--based on the
degree of eye convergence.
- Autostereograms are created by drawing two
identical pictures out of dots and placing
them about half an inch apart, surrounded by
a bunch of random noise. In order for the
brain to interpret this as a single 3-D
picture, it's necessary for the eyes to look
straight ahead (i.e., not converge
on the page), fooling the brain into thinking
that the two similar looking patterns it sees
are actually a single object being viewed
through two eyes.
- The problem with this is that the focusing
muscles of the eye are directly hooked up to
the muscles that control eye convergence.
Thus, if you stare into the distance, as you
need to do in order to resolve the picture,
they will automatically focus to infinity.
- Autostereograms work only if you can break
the connection between convergence and focus.
When you stare at an autostereogram, your
brain is feverishly trying to make sense out
of the image and eventually it begins to
realize that the separated dots might
actually be a single object. However, because
your eyes are converged on infinity, they are
also focused to infinity. The illusion snaps
into place when your brain starts to see the
pattern and you can refocus your
eyes on the page without changing your
convergence.
Some people (about 2% of the population) are
unable to do this at all, while others find it fairly
easy. It's also possible, according to Pinker, to
train yourself to control focus and convergence
separately if you're willing to spend a few hours at
it.
One of the points Pinker illustrates with this
explanation (which goes on for about 30 pages) is the
difficulty that the brain has in making sense of the
world, and how many built-in assumptions it uses to
do so. For example, if the eye sees an oval, is it
really an oval seen head on, or is it a circle seen
at an angle? Both are equally possible, and the brain
must make some assumptions in order to come up with
its best guess of what reality really is. Among other
things, "the human visual system 'assumes' that
matter is cohesive, surfaces are uniformly colored,
and objects don't go out of their way to line up in
confusing arrangements." These assumptions exist
in the brain thanks to natural selection: brains that
made them were better able to make sense of the world
than brains that didn't, because 100,000 years ago
these assumptions were nearly always accurate. Pinker
explains, "That is why psychologists are
obsessed with illusions. They unmask the assumptions
that natural selection installed to allow us to solve
unsolvable problems and know, much of the time, what
is out there."
- Why do we enjoy music? Pinker doesn't know, and
he uses up several pages talking about our love
of music precisely because it is one of the
things that is still unexplained. Apparently
nobody has yet come up with any good explanation
of why an appreciation of melody and rhythm
should have been adaptive 100,000 years ago,
despite the fact that virtually every culture on
earth has some sort of musical appreciation.
Still, his discussion is interesting, and marked
the first time that I've read an explanation of
the chromatic scale and the concept of
"key" that I sort of understand.
Pinker is a good writer who knows how turn a phrase
(he calls the ascendancy of homo sapiens "the
ultimate revenge of the nerds" and says about
natural foods, "Your local Happy Carrot Health Food
Store notwithstanding, there is nothing particularly
healthy about natural foods."). What's more, I
noticed that whenever he made a stray comment about
something outside his field that I happen to know
something about, he was always accurate both factually
and philosophically. This is unusual, and provides some
confidence that he is a careful researcher both within
his field and outside of it.
It's hard to do justice to a book like this because it
truly gets its power from its scope rather than from a
few specific points it makes. Explaining particular
bodily functions as adaptations to particular
conditions in the past is probably a mug's game at best,
and more than a few such explanations have looked silly
when new evidence was uncovered. However, taken as a
whole the theory of evolution via natural selection is
intensely compelling (not to mention beautiful and awe
inspiring), and this is equally true whether you're
talking about hearts and livers or amygdalas and
prefontal cortexes.
Pinker is, unfortunately, forced to spend a fair
amount of time clarifying, over and over, that simply
because some particular behavior is a result of evolution
does not mean that it is inevitable and
unalterable, nor does it mean that it is either moral or
beneficial. (At least I assume that he was forced into
it, most likely from long experience of being assaulted
unless this clarification is made again and again). This
has always struck me as an odd conclusion in any case:
after all, shouldn't knowledge of an innate
predisposition make us more likely to fight it
than to simply give in to it? The fact that some set of
behaviors was adaptive 100,000 years ago on the African
savannah certainly doesn't mean it's adaptive (or moral
or beneficial) in today's artificial world, and you'd
think people could understand this concept.
How the Mind Works is a good book and an eye
opening one. Given the current state of knowledge, it's
inevitable that some of Pinker's statements are
speculative (his discussion of consciousness, for
example, is sketchy and unhelpful) but overall it's a
thorough and readable explanation of how natural
selection has influenced who we are and how we behave.
Recommended.
[1]
Note that "properly" is the
operative word when it comes to understanding evolution,
and I was forcefully reminded of this when I started
reading a volume of world history right after I finished How
the Mind Works. In a mind bending misunderstanding
of how natural selection works, the author states,
"Even the skeptical must accept that no system so
intricate as that of life has occurred by chance."
No kidding. Of course, maybe I shouldn't take this too
seriously since a couple of sentences later he also says,
"Even the agnostic scientist Laplace...agreed with
Newton that the way that the planets revolved in the same
direction round the Sun was unlikely to be a matter of
chance." Sure, this guy is a history professor, but
even so it's always freshly disappointing to run into
someone so aggressively and willfully ignorant of even
the basics of modern science.
Back to DrumNet Home Page
|